CUSTOMIZED FINANCIAL STRATEGIES
An investment advisor specializing in creating financial strategies for small business owners
Whether you need help with retirement planning, estate planning or managing your assets we have the freedom to tailor our advice to do what's best for you.
INDEPENDENT
James Heavey Wealth Advisors, LLC, is licensed as an investment advisor with the state of Maine. We are not affiliated with any bank, broker-dealer or other financial firm. We strive to provide advice that is unbiased, objective and prudent. We are focused on providing customized guidance based on your entire financial picture.
TRUSTED
Effective relationships between investors and advisors are built on trust. That trust is grounded in a commitment by the advisor to act solely in your best interest. As an Accredited Investment Fiduciary® all of our recommendations and investment decisions are conducted in a thorough, objective, and prudent manner.
EXPERIENCED
For more than 20 years James has been focused on the needs and unique challenges of the small business owner. Our firm has advised a wide range of clients including professional practices, family owned businesses and nonprofit organizations.
Understanding Your Advisor's Obligations
What is a Fiduciary?
A fiduciary manages another party's assets and has a legal and ethical obligation to put the other party's interests first. For a financial advisor, that means helping a client make decisions in their best interest. A fiduciary is required by law and practice to act solely in the interests of the client.
What is an Accredited Investment Fiduciary®?
The AIF® designation certifies that the recipient has specialized knowledge of fiduciary standards of care and their application to the investment management process. To receive the AIF designation, individuals must complete a training program, successfully pass a comprehensive, closed-book final examination under the supervision of a proctor and agree to abide by the AIF Code of Ethics. In order to maintain the AIF designation, the individual must annually renew their affirmation of the AIF Code of Ethics and complete six hours of continuing education credits. The certification is administered by the Center for Fiduciary Studies, LLC (a Fiduciary360 company).
Get in Touch
Reach out directly or use the form below.
Phone
207.593.3280Office
68 Village Way, UnitRockport, ME 04856The Heritage Building
30 School Street, Suite 300
Rockland, ME 04841